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Research Collaboration under Shifting Horizon Europe Association

Multilateral scientific integration relies on stable supranational frameworks that are increasingly exposed to political fragmentation and institutional realignment across non-EU partner states. This work investigates how shifting association modalities within Horizon Europe reshape transnational research consortia, comparing the distinct structural trajectories of the United Kingdom and Switzerland. The analysis establishes institutional mechanisms to buffer collaborative research networks against diplomatic disruption and preserve cross-border innovation capacity.

Ziel

To examine how shifting legal and political association statuses within Horizon Europe impact international research collaboration structures in non-member states.

Methodik

Comparative qualitative document analysis of multilateral treaties, Horizon association frameworks, and bilateral accords across the United Kingdom and Switzerland.

Wissenschaftliche Neuheit

Synthesises institutional governance theory with comparative policy analysis to conceptualise non-member resilience mechanisms during multilateral programme shifts.

Dokumentenvorschau

Dies ist eine kurze Vorschau. Die Vollversion enthält erweiterten Text für alle Abschnitte, ein Fazit und ein formatiertes Literaturverzeichnis.

PhD Dissertation

Degree:
Research Collaboration under Shifting Horizon Europe Association

Author:

Group

First M. Last

Advisor:

Dr. First Last

City, 2026

Contents

Abstract
Introduction
Chapter 1. Institutional Governance of Transnational Science and European Framework Programmes
1.1 Evolution of Multilateral Research Agreements from Horizon 2020 to Horizon Europe
1.2 Legal Mechanisms of Third-Country Association and Pillar II Access
1.3 Bilateralism versus Multilateralism in Scientific Governance
1.4 Theoretical Models of Supranational Integration and Cross-Border Coordination
Chapter 2. Political Disruption, Euroscepticism, and Research Association Dynamics
2.1 The Brexit Divergence: United Kingdom Disengagement and Post-Withdrawal Reassociation
2.2 The Swiss-EU Institutional Impasse and Sectoral Bilateral Research Agreements
2.3 Domestic Populist Contestation and the Politicisation of Scientific Free Movement
2.4 Comparative Vulnerability of Non-Member State Research Infrastructures
Chapter 3. Methodological Design and Comparative Assessment Framework
Analysis
3.2 Qualitative Comparative Architecture of UK and Swiss Association Pathways
3.3 Criteria for Evaluating Consortia Resilience, Knowledge Transfer, and Mobility
3.4 Methodological Boundaries and Institutional Corpus Delimitations
Chapter 4. Collaborative Performance and Institutional Adaptation in Consortia Networks
4.1 Cross-Border Consortium Structuring and Third-Country Participation Constraints
4.2 Administrative Bottlenecks, Funding Guarantees, and Financial Regularisation
4.3 Strategic Realignment in Global Joint Actions and International Scientific Alliances
4.4 Institutional Risk Mitigation by Higher Education and Innovation Entities
Chapter 5. Comparative Evaluation of Regional and Bilateral Research Trajectories
5.1 Divergent Paths: Swiss Sectoral Agreements versus UK Trade and Cooperation Dynamics
5.2 Lessons from Arctic and Cross-Border Multilateral Scientific Accords
5.3 The Future of Scientific Diplomacy under Geopolitical Fragmentation
Chapter 6. Policy Frameworks for Resilient Cross-Border Scientific Integration
6.1 Institutional Buffering Strategies for Associated and Third-Country Entities
6.2 Reforming Association Treaties to Decouple Science from Political Deadlocks
6.3 Strategic Imperatives for Horizon Europe Successor Framework Programmes
Discussion and Synthesis
Eigenständigkeitserklärung
Lebenslauf
Conclusion
Bibliography

Introduction

The architectural stability of international scientific collaboration depends heavily on formalised supranational frameworks, where multilateral treaties secure resource pooling, infrastructure access, and cross-border researcher mobility [7]. Under the Horizon Europe framework, association agreements constitute the core legal mechanism enabling non-member states to integrate into European research networks. However, shifting political landscapes across Europe have altered these frameworks, introducing institutional volatility into long-standing research partnerships and disrupting multi-country consortia structures [1][4].

Political contestation, Eurosceptic narratives, and broader constitutional renegotiations have significantly complicated association terms for historically integrated non-EU partners [3][4]. In the United Kingdom, political realignments following the post-withdrawal phase generated profound uncertainty across international scientific alliances, interrupting strategic institutional integration [1][4]. Concurrently, the Swiss experience reveals how broader impasses surrounding institutional bilateral accords and direct democratic pressures create recurrent vulnerability for national research participation, challenging the continuity of cross-border scientific governance [2][3].

These ongoing systemic shifts highlight significant institutional friction within multilateral research programs, creating critical administrative bottlenecks that impede joint consortia coordination and knowledge exchange [7][8]. When political divergence decouples national research systems from European funding pillars, academic institutions and industrial partners must deploy complex bridging instruments and ad hoc consortia configurations to sustain international scientific initiatives [8]. This study examines how shifting association modalities alter institutional collaboration, evaluating the structural mechanisms non-member states employ to retain international connectivity.

By systematically comparing the legal and institutional pathways of the United Kingdom and Switzerland within European framework programmes, this dissertation establishes an analytical framework for scientific resilience under volatile geopolitical conditions [3][4]. Through comparative document analysis of treaty structures, collaborative agreements, and multinational joint actions, this inquiry demonstrates how supranational research policy can decouple scientific cooperation from broader diplomatic gridlocks, providing actionable strategies for future multilateral research governance [7][8].

3.2 Qualitative Comparative Architecture of UK and Swiss Association Pathways

The methodological framework adopts a structured comparative institutional design to evaluate how shifting supranational association dynamics reshape cross-border scientific integration across non-EU participating states. By contrasting the distinct institutional trajectories of Switzerland and the United Kingdom, the research isolates the operational vulnerabilities, governance frictions, and structural realignments emerging from divergent political negotiations with the European Union. The qualitative comparative architecture relies on systematic documentary analysis and policy trajectory mapping, drawing directly upon contextual evidence from contemporary institutional governance evaluations in Switzerland (EUPopLink, 2026a) and the United Kingdom (EUPopLink, 2026b). This comparative apparatus enables a granular deconstruction of the domestic political and legal determinants that mediate transnational research coordination and programme access. Furthermore, to evaluate the structural bottlenecks, contractual constraints, and administrative impediments inherent to non-member participation in multilateral frameworks, the analytical matrix adapts diagnostic criteria formulated in broader multilateral scientific cooperation assessments (Report on Scientific Cooperation within the Arctic, 2019). Applying these comparative criteria across Swiss sectoral agreements and British post-withdrawal mechanisms establishes a rigorous framework for identifying the institutional buffering capacities required to maintain cross-border research networks amidst persistent regulatory divergence.

References

  1. Franco-British Cooperation in Africa and Europe
    Cumming, Gordon, Harrois, Thibault
    DOI-Link
  2. The New Tax Agreement between Switzerland and the United Kingdom – An Analysis
    F. Carelli
    DOI-Link
  3. EUPopLink Country report - Switzerland
    Dominique Ursprung, Peter Schwendner
    DOI-Link
  4. EUPopLink Country report - United Kingdom
    Mike Bolt
  5. United Kingdom
    Niels Petersen
  6. Cross-country comparison of ex-ante sugar tax evaluations: Evidence from the biscuit, non-alcoholic beverage, and dairy dessert markets in France, Spain, and the United Kingdom
    Céline Bonnet, Pauline Leveneur, Maxime Tranchard et al.
  7. Report on Scientific Cooperation within the Arctic: Understanding the Bottlenecks in Cross-Border Research
    Ward, Josie, Vlasova, Daria, Latola, Kirsi
  8. ADOPT-IPM Leaflet
    Arcadia International

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Dissertation

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Dissertation

APA 7

Research Collaboration under Shifting Horizon Europe Association | Dissertation | Aicademy