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Regulation and Accountability in Electronics FDI, EVFTA and Domestic Supplier Upgrading

Regulatory frameworks and international trade commitments under the EVFTA fundamentally determine whether electronics foreign direct investment translates into sustained domestic supplier upgrading or perpetuates enclave industrialization. Inter-firm technological diffusion relies upon the strategic alignment of foreign investor accountability measures, screening mechanisms, and institutional backward linkage incentives. Sustainable capability accumulation among domestic manufacturing enterprises requires moving beyond passive capital attraction toward targeted regulatory governance that fosters knowledge transfer across multi-tiered production networks.

Mục tiêu bài làm

Examine how EVFTA regulatory provisions and electronics FDI accountability mechanisms impact domestic supplier upgrading and vertical industrial linkages in Vietnam.

Phương pháp luận

Comparative institutional analysis and systematic synthesis of secondary literature and legal-regulatory trade texts across electronics supply chains.

Tính mới khoa học

Integrates trade treaty accountability mechanisms with vertical technology spillover models to establish an institutional framework for supplier upgrading in electronics.

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PhD Dissertation

Degree:
Regulation and Accountability in Electronics FDI, EVFTA and Domestic Supplier Upgrading

Author:

Group

First M. Last

Advisor:

Dr. First Last

City, 2026

Contents

Declaration of Authorship
Introduction
Chapter 1. Theoretical Foundations of FDI Regulation, Trade Agreements, and Supplier Upgrading
1.1. Conceptual Dimensions of Vertical and Horizontal Spillovers in Global Production Networks
1.2. Regulatory Frameworks and Accountability Mechanisms in Foreign Direct Investment
1.3. Preferential Trade Agreements and the Institutional Architecture of the EVFTA
Chapter 2. Methodological Framework for Assessing Regulatory Impact on Industrial Linkages
2.1. Research Design and Multi-Level Analytical Architecture
2.2. Documentary Corpus Selection and Legal-Institutional Analysis of EVFTA Provisions
2.3. Operationalization of Backward Linkages and Technological Absorption Metrics
2.4. Methodological Limitations and Analytical Validity Standards
Chapter 3. Empirical Diagnostics of Electronics FDI and Supplier Integration under EVFTA
3.1. Structural Profile of the Electronics Manufacturing Sector and Inward FDI Dynamics
3.2. Patterns of Export Spillovers and Inter-Firm Linkages across Supply Tiers
3.3. Institutional Accountability and Regulatory Compliance under EVFTA Commitments
3.4. Bottlenecks in Backward Linkages and Local Value-Added Generation
Chapter 4. Comparative Evaluation and Discussion of Regulatory Governance Models
4.1. Comparative Analysis of Screening Mechanisms and Investor Obligations
4.2. Assessing the Efficacy of Incentive Structures for Technology Transfer
4.3. Spatial and Structural Distribution of Knowledge Spillovers in Electronics Clusters
4.4. Strategic Tensions between Investment Protection and Domestic Upgrading Policies
Chapter 5. Strategic Policy Pathways for Domestic Supplier Upgrading and Regulatory Modernization
5.1. Enhancing Corporate Accountability and Responsible Business Conduct in Electronics FDI
5.2. Institutional Mechanisms for Deepening EVFTA-Aligned Backward Linkages
5.4. Roadmap for Harmonized Industrial and Trade Governance
Conclusion
Bibliography

Introduction

The integration of transnational electronics corporations into emerging industrial economies has reshaped global supply chains, elevating foreign direct investment (FDI) into a central driver of export capacity and technological modernization. However, host economies frequently face structural disconnects where rapid inflows of manufacturing capital do not automatically yield backward linkages or substantial technology transfer to domestic enterprises [1]. In the context of bilateral frameworks such as the EU-Vietnam Free Trade Agreement (EVFTA), the interplay between regulatory standards, investor accountability, and local firm upgrading emerges as a critical determinant of long-term economic sovereignty and technological self-reliance [3].

Existing literature demonstrates that while horizontal competition and forward linkages generate notable export spillovers, domestic supplier integration frequently falters in the absence of targeted institutional incentives and accountable governance frameworks [1], [6]. Multinationals in the electronics sector often operate within enclosed value chains, importing high-value intermediate components and limiting domestic participation to lower-tier assembly operations. Consequently, the regulatory design governing foreign investment must reconcile international investment protections with statutory instruments that stimulate domestic enterprise absorption and sustainable capability building [3], [8].

This dissertation investigates the systemic mechanisms through which investment regulations and EVFTA accountability frameworks influence the technological and operational upgrading of domestic suppliers in the electronics sector. By synthesizing legal-institutional screening frameworks with empirical evidence on vertical inter-firm linkages and productivity spillovers [2], [8], the research delineates the pathways required to maximize knowledge spillovers. The resulting findings provide an evidence-based perspective on modernizing investment screening, enforcing trade-related commitments, and fostering resilient domestic industrial ecosystems.

2.3. Operationalization of Backward Linkages and Technological Absorption Metrics

To rigorously assess how foreign direct investment shapes domestic supplier integration within host manufacturing economies, this research operationalizes inter-firm linkage mechanisms across horizontal and vertical dimensions. The empirical methodology differentiates horizontal, forward, and backward channels of technology and export spillovers using firm-level indicators. As established in the empirical literature on manufacturing in Vietnam, examining firm-level participation reveals whether export-oriented foreign enterprises generate spillovers through horizontal and forward linkages or whether domestic suppliers face persistent structural deficits in backward linkage formation (Anwar & Nguyen, 2008). Consequently, the quantitative architecture measures supplier engagement by distinguishing intermediate input purchases from intra-industry demonstration effects across multi-tiered supplier networks. Complementing this inter-firm transmission model, the analytical design incorporates a legal-institutional screening matrix to evaluate foreign investor control, ownership attribution, and regulatory accountability under European Union governance standards. Evaluating the regulatory impact of investment agreements requires precise conceptualizations of foreign direct investment thresholds, effective management participation, and indirect holding structures (Vermeulen, 2021). By synthesizing firm-level linkage metrics with institutional criteria derived from European investment screening frameworks, the research design systematically controls for complex ownership dynamics, indirect equity holdings, and cooperative arrangements among multinational enterprises acting in concert. This dual-track methodological framework ensures that the empirical evaluation of domestic technological capability upgrading accounts for both micro-level productive interactions and the macro-level regulatory provisions governing foreign capital entry, contractual transparency, screening enforcement, and corporate compliance across global value chains.

References

  1. Foreign Direct Investment and Export Spillovers: Evidence from Vietnam
    Lan Phi Nguyen
    Liên kết DOI
  2. Who Gains from Foreign Direct Investment-Induced Technology Spillovers? Horizontal and Vertical Linkages
    Akinori Tomohara, Kazuhiko Yokota
    Liên kết DOI
  3. The EU Foreign Direct Investment Screening Regulation: in Search of a Clear Concept of FDI
    Bas J. de Jong
    Liên kết DOI
  4. Foreign Direct Investment (FDI) Determinants and Spatial Spillovers Across Mexico's States
    Octavio Romano Escobar Gamboa
  5. FDI in Space Revisited: The Role of Spillovers on Foreign Direct Investment within the European Union
    Luisa Alamá-Sabater, Benedikt Heid, Eduardo Jiménez-Fernández et al.
  6. Investment Linkages and Incentives: Promoting Technology Transfer and Productivity Spillovers from Foreign Direct Investment
    Yassin Sabha, Yan Liu, Wim Douw
  7. Is Foreign Direct Investment a Channel of Knowledge Spillovers? Evidence from Japan's FDI in the United States
    Lee Branstetter
  8. Does Foreign Direct Investment Increase the Productivity of Domestic Firms? In Search of Spillovers through Backward Linkages
    Beata Javorcik

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